Laura Roden - Aug 2, 2021 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
Director
Signature
/s/ Debbie Reuter as Attorney in fact for Laura Roden
Stock symbol
HTBK
Transactions as of
Aug 2, 2021
Transactions value $
$17,253
Form type
4
Date filed
8/3/2021, 04:53 PM
Previous filing
Jun 1, 2021
Next filing
May 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBK Common Stock, No Par Value Options Exercise $17.3K +2.7K +9.94% $6.39 29.9K Aug 2, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTBK Standard Employee Option - NSO Options Exercise $0 -2.7K -100% $0.00* 0 Aug 2, 2021 Common Stock, No Par Value 2.7K $6.39 Direct
holding HTBK Standard Employee Option - NSO 4K Aug 2, 2021 Common Stock, No Par Value 4K $6.57 Direct
holding HTBK Standard Employee Option - NSO 4K Aug 2, 2021 Common Stock, No Par Value 4K $8.07 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.