Laura Roden - 27 May 2021 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
Director
Signature
/s/ Debbie Reuter as Attorney in fact for Laura Roden
Issuer symbol
HTBK
Transactions as of
27 May 2021
Net transactions value
$0
Form type
4
Filing time
01 Jun 2021, 14:34:04 UTC
Next filing
03 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBK Common Stock, No Par Value Award $0 +4,255 +19% $0.000000 27,175 27 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTBK Standard Employee Option - NSO 2,700 27 May 2021 Common Stock, No Par Value 2,700 $6.39 Direct
holding HTBK Standard Employee Option - NSO 4,000 27 May 2021 Common Stock, No Par Value 4,000 $6.57 Direct
holding HTBK Standard Employee Option - NSO 4,000 27 May 2021 Common Stock, No Par Value 4,000 $8.07 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the Company.