Laura Roden - May 27, 2021 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
Director
Signature
/s/ Debbie Reuter as Attorney in fact for Laura Roden
Stock symbol
HTBK
Transactions as of
May 27, 2021
Transactions value $
$0
Form type
4
Date filed
6/1/2021, 02:34 PM
Next filing
Aug 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBK Common Stock, No Par Value Award $0 +4.26K +18.56% $0.00 27.2K May 27, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTBK Standard Employee Option - NSO 2.7K May 27, 2021 Common Stock, No Par Value 2.7K $6.39 Direct
holding HTBK Standard Employee Option - NSO 4K May 27, 2021 Common Stock, No Par Value 4K $6.57 Direct
holding HTBK Standard Employee Option - NSO 4K May 27, 2021 Common Stock, No Par Value 4K $8.07 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the Company.