| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| BONFIELD ANDREW R J | Chief Financial Officer | 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING | /s/ Nicole Puza, POA for Andrew R.J. Bonfield | 05 Jan 2026 | 0001199292 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CAT | Common Stock | Sale | $465,041 | -812 | -1.5% | $572.71 | 54,648 | 31 Dec 2025 | Direct | F1 |
| transaction | CAT | Common Stock | Sale | $1,507,447 | -2,628 | -4.8% | $573.61 | 52,020 | 31 Dec 2025 | Direct | F2 |
| transaction | CAT | Common Stock | Sale | $822,496 | -1,431 | -2.8% | $574.77 | 50,589 | 31 Dec 2025 | Direct | F3 |
| transaction | CAT | Common Stock | Sale | $1,736,522 | -3,016 | -6% | $575.77 | 47,573 | 31 Dec 2025 | Direct | F4 |
| transaction | CAT | Common Stock | Sale | $849,273 | -1,473 | -3.1% | $576.56 | 46,100 | 31 Dec 2025 | Direct | F5 |
| transaction | CAT | Common Stock | Sale | $346,674 | -600 | -1.3% | $577.79 | 45,500 | 31 Dec 2025 | Direct | F6 |
| transaction | CAT | Common Stock | Sale | $23,136 | -40 | -0.09% | $578.41 | 45,460 | 31 Dec 2025 | Direct | F7 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was entered as multiple trades, at prices ranging from $572.17 to $573.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| F2 | This transaction was entered as multiple trades, at prices ranging from $573.18 to $574.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | This transaction was entered as multiple trades, at prices ranging from $574.19 to $575.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | This transaction was entered as multiple trades, at prices ranging from $575.22 to $576.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | This transaction was entered as multiple trades, at prices ranging from $576.23 to $577.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| F6 | This transaction was entered as multiple trades, at prices ranging from $577.25 to $578.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| F7 | This transaction was executed in a trade at a price of $578.41. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |