| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| BONFIELD ANDREW R J | Chief Financial Officer | 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING | /s/ Nicole Puza, POA for Andrew R.J. Bonfield | 02 Dec 2025 | 0001199292 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CAT | Common Stock | Sale | $783,489 | -1,378 | -2.1% | $568.57 | 64,082 | 01 Dec 2025 | Direct | F1, F2 |
| transaction | CAT | Common Stock | Sale | $1,343,666 | -2,360 | -3.7% | $569.35 | 61,722 | 01 Dec 2025 | Direct | F3 |
| transaction | CAT | Common Stock | Sale | $217,273 | -381 | -0.62% | $570.27 | 61,341 | 01 Dec 2025 | Direct | F4 |
| transaction | CAT | Common Stock | Sale | $525,670 | -920 | -1.5% | $571.38 | 60,421 | 01 Dec 2025 | Direct | F5 |
| transaction | CAT | Common Stock | Sale | $1,213,848 | -2,120 | -3.5% | $572.57 | 58,301 | 01 Dec 2025 | Direct | F6 |
| transaction | CAT | Common Stock | Sale | $1,101,943 | -1,921 | -3.3% | $573.63 | 56,380 | 01 Dec 2025 | Direct | F7 |
| transaction | CAT | Common Stock | Sale | $528,558 | -920 | -1.6% | $574.52 | 55,460 | 01 Dec 2025 | Direct | F8 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was entered as multiple trades, at prices ranging from $567.93 to $568.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| F2 | Includes adjustment for dividends accrued. |
| F3 | This transaction was entered as multiple trades, at prices ranging from $568.95 to $569.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | This transaction was entered as multiple trades, at prices ranging from $569.99 to $570.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | This transaction was entered as multiple trades, at prices ranging from $571.02 to $572.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| F6 | This transaction was entered as multiple trades, at prices ranging from $572.09 to $573.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| F7 | This transaction was entered as multiple trades, at prices ranging from $573.12 to $574.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| F8 | This transaction was entered as multiple trades, at prices ranging from $574.15 to $575.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |