J H Whitney VI L P - Jun 20, 2025 Form 4 Insider Report for Caris Life Sciences, Inc. (CAI)

Role: 10%+ Owner
Signature: J.H Whitney VI L.P., By: J.H. Whitney Equity Partners VI, LLC, its general partner, By: /s/ Paul R. Vigano, its Managing Manager
Stock symbol: CAI
Transactions as of: Jun 20, 2025
Transactions value $: $0
Form type: 4
Date filed: 6/23/2025, 06:36 PM
Previous filing: Jun 17, 2025
SEC: View on sec.gov

Reporting Owners (4)

Name	Relationship	Address	Signature	Signature date	CIK
J H Whitney VI L P	10%+ Owner	212 ELM STREET, SUITE 1, NEW CANAAN	J.H Whitney VI L.P., By: J.H. Whitney Equity Partners VI, LLC, its general partner, By: /s/ Paul R. Vigano, its Managing Manager	2025-06-23	0001325073
J. H. Whitney Equity Partners VI, LLC	10%+ Owner	212 ELM STREET, SUITE 1, NEW CANAAN	J.H. Whitney Equity Partners VI, LLC, By: /s/ Paul R. Vigano, its Managing Manager	2025-06-23	0001394517
VIGANO PAUL R	10%+ Owner	212 ELM STREET, SUITE 1, NEW CANAAN	/s/ Paul R. Vigano	2025-06-23	0001239606
WILLIAMS ROBERT M JR	10%+ Owner	212 ELM STREET, SUITE 1, NEW CANAAN	/s/ Robert M. Williams, Jr.	2025-06-23	0001239610

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CAI	Common Stock	Conversion of derivative security		+12.5M	+161.72%		20.3M	Jun 20, 2025	See Footnote	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CAI	Series A Preferred Stock	Conversion of derivative security	$0	-50.1M	-100%	$0.00	0	Jun 20, 2025	Common Stock	12.5M		See Footnote	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

J H Whitney VI L P is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id	Content
F1	Each share of preferred stock automatically converted into 0.25 shares of Common Stock of the Issuer upon the closing of the initial public offering of the Issuer's Common Stock.
F2	The securities reported herein are held of record by J.H. Whitney VI L.P. J.H. Whitney Equity Partners VI, LLC is the sole general partner of J.H. Whitney VI L.P. Paul R. Vigano and Robert M. Williams, Jr., as the managing members of J.H. Whitney Equity Partners VI, LLC, share voting and investment power with respect to the shares held by J.H. Whitney VI L.P. Each of J.H. Whitney Equity Partners VI, LLC, Paul R. Vigano and Robert M. Williams, Jr. disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein.

Content

Each share of preferred stock automatically converted into 0.25 shares of Common Stock of the Issuer upon the closing of the initial public offering of the Issuer's Common Stock.

The securities reported herein are held of record by J.H. Whitney VI L.P. J.H. Whitney Equity Partners VI, LLC is the sole general partner of J.H. Whitney VI L.P. Paul R. Vigano and Robert M. Williams, Jr., as the managing members of J.H. Whitney Equity Partners VI, LLC, share voting and investment power with respect to the shares held by J.H. Whitney VI L.P. Each of J.H. Whitney Equity Partners VI, LLC, Paul R. Vigano and Robert M. Williams, Jr. disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein.