Denise C. Johnson - 13 Feb 2023 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Group President
Signature
/s/ Nicole Puza, POA for Denise C. Johnson
Issuer symbol
CAT
Transactions as of
13 Feb 2023
Net transactions value
-$1,369,245
Form type
4
Filing time
15 Feb 2024, 06:02:32 UTC
Previous filing
08 Feb 2023
Next filing
08 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +12,280 +49% $0.000000 37,135 13 Feb 2024 Direct
transaction CAT Common Stock Tax liability $1,369,245 -4,369 -12% $313.40 32,766 13 Feb 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 1, 2021.