Denise Johnson - Feb 13, 2023 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Group President
Signature
/s/ Nicole Puza, POA for Denise C. Johnson
Stock symbol
CAT
Transactions as of
Feb 13, 2023
Transactions value $
-$1,369,245
Form type
4
Date filed
2/15/2024, 06:02 AM
Previous filing
Feb 8, 2023
Next filing
Mar 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +12.3K +49.41% $0.00 37.1K Feb 13, 2024 Direct
transaction CAT Common Stock Tax liability -$1.37M -4.37K -11.77% $313.40 32.8K Feb 13, 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 1, 2021.