Denise Johnson - Feb 7, 2023 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Group President
Signature
/s/ Nicole Puza, POA for Denise C. Johnson
Stock symbol
CAT
Transactions as of
Feb 7, 2023
Transactions value $
-$1,512,720
Form type
4
Date filed
2/8/2023, 08:05 PM
Previous filing
Dec 28, 2022
Next filing
Feb 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +15.4K +179.5% $0.00 24.1K Feb 7, 2023 Direct
transaction CAT Common Stock Tax liability -$1.51M -6.08K -25.29% $248.68 18K Feb 7, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 2, 2020.