Denise C. Johnson - 07 Feb 2023 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Group President
Signature
/s/ Nicole Puza, POA for Denise C. Johnson
Issuer symbol
CAT
Transactions as of
07 Feb 2023
Net transactions value
-$1,512,720
Form type
4
Filing time
08 Feb 2023, 20:05:25 UTC
Previous filing
28 Dec 2022
Next filing
15 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +15,446 +180% $0.000000 24,051 07 Feb 2023 Direct
transaction CAT Common Stock Tax liability $1,512,720 -6,083 -25% $248.68 17,968 07 Feb 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 2, 2020.