Allison Green - Dec 15, 2023 Form 4 Insider Report for SURO CAPITAL CORP. (SSSS)

Role
CFO, CCO, Treasurer and Corporate Secretary
Signature
/s/ Allison Green
Stock symbol
SSSS
Transactions as of
Dec 15, 2023
Transactions value $
$0
Form type
4
Date filed
12/15/2023, 05:50 PM
Previous filing
Dec 5, 2023
Next filing
Feb 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SSSS Common Stock Award $0 -25K -14.57% $0.00 147K Dec 15, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest as follows: 1/3 vests on December 15, 2024, 1/3 vests on December 15, 2025, and 1/3 vests on December 15, 2026.
F2 This total includes (i) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on February 10, 2021 and February 9, 2022, which are subject to certain vesting schedules, and (ii) shares of common stock acquired in connection with dividends on such restricted shares, which are restricted and subject to the same vesting schedules as such restricted shares.

Remarks:

CFO, CCO, Treasurer and Corporate Secretary