Allison Green - 15 Dec 2023 Form 4 Insider Report for SURO CAPITAL CORP. (SSSS)

Role
CFO, CCO, Treasurer and Corporate Secretary
Signature
/s/ Allison Green
Issuer symbol
SSSS
Transactions as of
15 Dec 2023
Net transactions value
$0
Form type
4
Filing time
15 Dec 2023, 17:50:44 UTC
Previous filing
05 Dec 2023
Next filing
13 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SSSS Common Stock Award $0 -25,000 -15% $0.000000 146,597 15 Dec 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest as follows: 1/3 vests on December 15, 2024, 1/3 vests on December 15, 2025, and 1/3 vests on December 15, 2026.
F2 This total includes (i) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on February 10, 2021 and February 9, 2022, which are subject to certain vesting schedules, and (ii) shares of common stock acquired in connection with dividends on such restricted shares, which are restricted and subject to the same vesting schedules as such restricted shares.

Remarks:

CFO, CCO, Treasurer and Corporate Secretary