| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SSSS | Common Stock | Tax liability | -$33.3K | -9.83K | -6.71% | $3.39 | 137K | Feb 9, 2024 | Direct | F1, F2 |
| transaction | SSSS | Common Stock | Tax liability | -$32.3K | -9.13K | -6.68% | $3.54 | 128K | Feb 12, 2024 | Direct | F3, F4 |
| Id | Content |
|---|---|
| F1 | Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on February 9, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3. |
| F2 | This total includes (i) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on February 10, 2021, February 9, 2022, and December 15, 2023, which are subject to certain vesting schedules, and (ii) shares of common stock acquired in connection with dividends on such restricted shares, which are restricted and subject to the same vesting schedules as such restricted shares. |
| F3 | Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on February 12, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3. |
| F4 | This total includes (i) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on February 9, 2022 and December 15, 2023, which are subject to certain vesting schedules, and (ii) shares of common stock acquired in connection with dividends on such restricted shares, which are restricted and subject to the same vesting schedules as such restricted shares. |
CFO, CCO, Treasurer and Corporate Secretary