Allison Green - 04 Dec 2023 Form 4 Insider Report for SURO CAPITAL CORP. (SSSS)

Role: Chief Financial Officer, Chief Compliance Officer, Treasurer and Corporate Secretary
Signature: /s/ Allison Green
Issuer symbol: SSSS
Transactions as of: 04 Dec 2023
Net transactions value: -$48,562
Form type: 4
Filing time: 05 Dec 2023, 18:32:51 UTC
Previous filing: 13 Feb 2023
Next filing: 15 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SSSS	Common Stock	Purchase	$48,562	-12,050	-9%	$4.03	121,597	04 Dec 2023	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This total includes (i) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on February 10, 2021 and February 9, 2022, which are subject to certain vesting schedules, and (ii) shares of common stock acquired in connection with dividends on such restricted shares, which are restricted and subject to the same vesting schedules as such restricted shares.

Content

This total includes (i) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on February 10, 2021 and February 9, 2022, which are subject to certain vesting schedules, and (ii) shares of common stock acquired in connection with dividends on such restricted shares, which are restricted and subject to the same vesting schedules as such restricted shares.

Remarks:

Chief Financial Officer, Chief Compliance Officer, Treasurer and Corporate Secretary