Allison Green - 09 Feb 2023 Form 4 Insider Report for SURO CAPITAL CORP. (SSSS)

Role: Chief Financial Officer, Chief Compliance Officer, Treasurer and Corporate Secretary
Signature: /s/ Allison Green
Issuer symbol: SSSS
Transactions as of: 09 Feb 2023
Net transactions value: -$70,115
Form type: 4
Filing time: 13 Feb 2023, 18:23:48 UTC
Previous filing: 09 Dec 2022
Next filing: 05 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SSSS	Common Stock	Tax liability	$36,216	-9,456	-7.4%	$3.83	118,329	09 Feb 2023	Direct	F1, F2
transaction	SSSS	Common Stock	Tax liability	$33,899	-8,782	-7.4%	$3.86	109,547	10 Feb 2023	Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on February 9, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.
F2	This total includes (i) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on February 10, 2021 and February 9, 2022, which are subject to certain vesting schedules, and (ii) shares of common stock acquired in connection with dividends on such restricted shares, which are restricted and subject to the same vesting schedules as such restricted shares.
F3	Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on February 10, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

Remarks:

Chief Financial Officer, Chief Compliance Officer, Treasurer and Corporate Secretary