New Mountain Guardian Investments IV, L.L.C. - Jul 24, 2023 Form 4 Insider Report for New Mountain Guardian IV BDC, L.L.C. (NONE)

Role
10%+ Owner
Signature
/s/ New Mountain Guardian Investments IV, L.L.C. By: /s/ Steven B. Klinsky Name: Steven B. Klinsky Title: Managing Member
Stock symbol
NONE
Transactions as of
Jul 24, 2023
Transactions value $
$5,000,000
Form type
4
Date filed
7/26/2023, 04:30 PM
Previous filing
Dec 12, 2022
Next filing
Mar 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NONE LLC Interests Purchase $5M +500K +16.67% $10.00 3.5M Jul 24, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On July 24, 2023, the Issuer delivered a capital drawdown notice and upon delivery of such notice, New Mountain Guardian Investments IV, L.L.C. became obligated to purchase LLC Interests, which purchase is expected to close on or about August 7, 2023.
F2 Represents securities held by New Mountain Guardian Investments IV, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments IV, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.