New Mountain Guardian Investments IV, L.L.C. - Mar 14, 2024 Form 4 Insider Report for New Mountain Guardian IV BDC, L.L.C. (NONE)

Role
10%+ Owner
Signature
New Mountain Guardian Investments IV, L.L.C. By: /s/ Steven B. Klinsky Name: Steven B. Klinsky Title: Managing Member
Stock symbol
NONE
Transactions as of
Mar 14, 2024
Transactions value $
$10,000,000
Form type
4
Date filed
3/18/2024, 04:31 PM
Previous filing
Jul 26, 2023
Next filing
Jun 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NONE LLC Interests Purchase $10M +1M +28.57% $10.00* 4.5M Mar 14, 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 March 14, 2024, the Issuer delivered a capital drawdown notice and upon delivery of such notice, New Mountain Guardian Investments IV, L.L.C. became obligated to purchase LLC Interests, which purchase is expected to close on or about March 28, 2024.
F2 Represents securities held by New Mountain Guardian Investments IV, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments IV, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.