New Mountain Guardian Investments IV, L.L.C. - 08 Dec 2022 Form 4 Insider Report for New Mountain Guardian IV BDC, L.L.C.

Role
10%+ Owner
Signature
/s/ New Mountain Guardian Investments IV, L.L.C. By: /s/ Steven B. Klinsky Name: Steven B. Klinsky Title: Managing member
Issuer symbol
N/A
Transactions as of
08 Dec 2022
Net transactions value
+$10,000,000
Form type
4
Filing time
12 Dec 2022, 15:31:47 UTC
Previous filing
24 Aug 2022
Next filing
26 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLC Interests Purchase $10,000,000 +1,000,000 +50% $10.00 3,000,000 08 Dec 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 8, 2022, the Issuer delivered a capital drawdown notice and upon delivery of such notice, New Mountain Guardian Investments IV, L.L.C. became obligated to purchase LLC Interests, which purchase is expected to close on or about December 22, 2022.
F2 Represents securities held by New Mountain Guardian Investments IV, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments IV, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.