Byron Roth - May 23, 2023 Form 4 Insider Report for Roth CH Acquisition IV Co. (TYGO)

Role
former director and officer
Signature
/s/ Byron Roth
Stock symbol
TYGO
Transactions as of
May 23, 2023
Transactions value $
$0
Form type
4
Date filed
5/25/2023, 05:40 PM
Previous filing
Dec 6, 2021
Next filing
Jun 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TYGO Common Stock Sale -267K -59.79% 180K May 23, 2023 Direct F1
transaction TYGO Common Stock Sale -30.5K -91.88% 2.7K May 23, 2023 See Footnote F2
transaction TYGO Common Stock Sale -473K -62.01% 290K May 23, 2023 See Footnote F3
transaction TYGO Common Stock Sale -7.87K -91.88% 696 May 23, 2023 See Footnote F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TYGO Warrants to purchase common stock Sale -15.3K -91.88% 1.35K May 23, 2023 Common Stock 15.3K $11.50 Direct F1, F5, F6
transaction TYGO Warrants to purchase common stock Sale -15.3K -91.88% 1.35K May 23, 2023 Common Stock 15.3K $11.50 See Footnote F2, F5, F6
transaction TYGO Warrants to purchase common stock Sale -48.5K -91.87% 4.29K May 23, 2023 Common Stock 48.5K $11.50 See Footnote F3, F5, F6
transaction TYGO Warrants to purchase common stock Sale -3.94K -91.88% 348 May 23, 2023 Common Stock 3.94K $11.50 See Footnote F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Byron Roth is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The reporting person disposed of (i) 236,955 shares of common stock and (ii) 30,538 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $165,654.82.
F2 Held in an IRA for the benefit of Byron Roth. The reporting person disposed of 30,538 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $165,649.84.
F3 Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94.
F4 Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76.
F5 The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
F6 The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.