Byron Roth - 03 Dec 2021 Form 4 Insider Report for Roth CH Acquisition V Co.

Role: Co-CEO & Co-Chairman of Board, Director
Signature: By: /s/ Byron Roth
Issuer symbol: N/A
Transactions as of: 03 Dec 2021
Net transactions value: +$1,737,220
Form type: 4
Filing time: 06 Dec 2021, 20:46:00 UTC
Previous filing: 30 Nov 2021
Next filing: 25 May 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ROCL	Common Stock	Purchase	$671,630	+67,163	+16%	$10.00	481,295	03 Dec 2021	Direct	F1
transaction	ROCL	Common Stock	Purchase	$1,065,590	+106,559	+16%	$10.00	763,615	03 Dec 2021	See Footnote	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ROCL	Warrants to purchase Common Stock	Purchase		+33,581			33,581	03 Dec 2021	Common Stock	33,581	$11.50	Direct	F1, F3, F4
transaction	ROCL	Warrants to purchase Common Stock	Purchase		+53,279			53,279	03 Dec 2021	Common Stock	53,279	$11.50	See Footnote	F1, F2, F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
F2	Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power.
F3	The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering.
F4	The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.