Byron Roth - Dec 3, 2021 Form 4 Insider Report for Roth CH Acquisition V Co. (ROCL)

Role: Co-CEO & Co-Chairman of Board, Director
Signature: By: /s/ Byron Roth
Stock symbol: ROCL
Transactions as of: Dec 3, 2021
Transactions value $: $1,737,220
Form type: 4
Date filed: 12/6/2021, 08:46 PM
Previous filing: Nov 30, 2021
Next filing: May 25, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ROCL	Common Stock	Purchase	$672K	+67.2K	+16.22%	$10.00	481K	Dec 3, 2021	Direct	F1
transaction	ROCL	Common Stock	Purchase	$1.07M	+107K	+16.22%	$10.00	764K	Dec 3, 2021	See Footnote	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ROCL	Warrants to purchase Common Stock	Purchase		+33.6K			33.6K	Dec 3, 2021	Common Stock	33.6K	$11.50	Direct	F1, F3, F4
transaction	ROCL	Warrants to purchase Common Stock	Purchase		+53.3K			53.3K	Dec 3, 2021	Common Stock	53.3K	$11.50	See Footnote	F1, F2, F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
F2	Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power.
F3	The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering.
F4	The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.