Byron Roth - Jun 14, 2023 Form 4 Insider Report for TIGO ENERGY, INC. (TYGO)

Role
former director and officer
Signature
/s/ Byron Roth
Stock symbol
TYGO
Transactions as of
Jun 14, 2023
Transactions value $
$137,432
Form type
4
Date filed
6/16/2023, 07:40 PM
Previous filing
May 25, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TYGO Warrants to purchase common stock Purchase $90.5K +100K $0.91 100K Jun 14, 2023 Common Stock 100K $11.50 See Footnote F1, F3
transaction TYGO Warrants to purchase common stock Purchase $46.9K +45.2K +45.21% $1.04 145K Jun 15, 2023 Common Stock 45.2K $11.50 See Footnote F2, F3
holding TYGO Warrants to purchase common stock 1.35K Jun 14, 2023 Common Stock 1.35K $11.50 Direct
holding TYGO Warrants to purchase common stock 1.35K Jun 14, 2023 Common Stock 1.35K $11.50 See Footnote F4
holding TYGO Warrants to purchase common stock 4.29K Jun 14, 2023 Common Stock 4.29K $11.50 See Footnote F5
holding TYGO Warrants to purchase common stock 348 Jun 14, 2023 Common Stock 348 $11.50 See Footnote F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Byron Roth is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Represents a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.87 to $0.99, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 Represents a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.9999 to $1.05, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 Owned by Eight is Awesome, LLC, over which Byron Roth has voting and dispositive power.
F4 Held in an IRA for the benefit of Byron Roth.
F5 Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power.
F6 Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power.