Byron Roth - 14 Jun 2023 Form 4 Insider Report for TIGO ENERGY, INC. (TYGO)

Role
former director and officer
Signature
/s/ Byron Roth
Issuer symbol
TYGO
Transactions as of
14 Jun 2023
Net transactions value
+$137,432
Form type
4
Filing time
16 Jun 2023, 19:40:01 UTC
Previous filing
25 May 2023
Next filing
12 Dec 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TYGO Warrants to purchase common stock Purchase $90,520 +100,000 $0.9052 100,000 14 Jun 2023 Common Stock 100,000 $11.50 See Footnote F1, F3
transaction TYGO Warrants to purchase common stock Purchase $46,912 +45,208 +45% $1.04 145,208 15 Jun 2023 Common Stock 45,208 $11.50 See Footnote F2, F3
holding TYGO Warrants to purchase common stock 1,350 14 Jun 2023 Common Stock 1,350 $11.50 Direct
holding TYGO Warrants to purchase common stock 1,350 14 Jun 2023 Common Stock 1,350 $11.50 See Footnote F4
holding TYGO Warrants to purchase common stock 4,285 14 Jun 2023 Common Stock 4,285 $11.50 See Footnote F5
holding TYGO Warrants to purchase common stock 348 14 Jun 2023 Common Stock 348 $11.50 See Footnote F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Byron Roth is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Represents a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.87 to $0.99, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 Represents a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.9999 to $1.05, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 Owned by Eight is Awesome, LLC, over which Byron Roth has voting and dispositive power.
F4 Held in an IRA for the benefit of Byron Roth.
F5 Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power.
F6 Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power.