Daniel Roy Hopgood - 24 Feb 2023 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
Senior Vice President and Controller of Eaton Corporation, a subsidiary of the Issuer.
Signature
/s/ Lizbeth L. Wright, as Attorney-in-Fact
Issuer symbol
ETN
Transactions as of
24 Feb 2023
Net transactions value
-$200,968
Form type
4
Filing time
27 Feb 2023, 15:32:43 UTC
Previous filing
24 Feb 2023
Next filing
26 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Tax liability $168,698 -982 -9.1% $171.79 9,856 24 Feb 2023 Direct F1
transaction ETN Ordinary Shares Options Exercise $0 +629 +6.4% $0.000000 10,485 24 Feb 2023 Direct
transaction ETN Ordinary Shares Tax liability $32,270 -188 -1.8% $171.65 10,297 24 Feb 2023 Direct
holding ETN Ordinary Shares 290 24 Feb 2023 by trustee of ESP F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Restricted Stock Units Options Exercise $0 -629 -100% $0.000000* 0 24 Feb 2023 Ordinary Shares 629 $0.000000 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover taxes incurred in connection with the settlement of the performance share awards that vested February 22, 2023.
F2 These restricted stock units were granted on February 25, 2020 and vested as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.
F3 This field is not applicable.
F4 These ordinary shares are held in the Eaton Savings Plan.

Remarks:

Senior Vice President and Controller of Eaton Corporation, a subsidiary of the Issuer.