Daniel Roy Hopgood - 07 Mar 2023 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
Senior Vice President and Controller of Eaton Corporation, a subsidiary of the Issuer.
Signature
/s/ Lizbeth L. Wright, as Attorney-in-Fact
Issuer symbol
ETN
Transactions as of
07 Mar 2023
Net transactions value
-$520,720
Form type
4
Filing time
26 Feb 2024, 21:29:58 UTC
Previous filing
27 Feb 2023
Next filing
01 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Sale $439,200 -2,500 -24% $175.68 7,797 07 Mar 2023 Direct F6
transaction ETN Ordinary Shares Options Exercise $0 +206 +2.6% $0.000000 8,003 22 Feb 2024 Direct
transaction ETN Ordinary Shares Tax liability $20,752 -73 -0.91% $284.27 7,930 22 Feb 2024 Direct
transaction ETN Ordinary Shares Options Exercise $0 +204 +2.6% $0.000000 8,134 22 Feb 2024 Direct
transaction ETN Ordinary Shares Tax liability $17,909 -63 -0.77% $284.27 8,071 22 Feb 2024 Direct
transaction ETN Ordinary Shares Options Exercise $0 +500 +6.2% $0.000000 8,571 23 Feb 2024 Direct
transaction ETN Ordinary Shares Tax liability $42,860 -150 -1.8% $285.73 8,421 23 Feb 2024 Direct
holding ETN Ordinary Shares 309 07 Mar 2023 by trustee of ESP F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Restricted Stock Units Options Exercise $0 -206 -49% $0.000000 213 22 Feb 2024 Ordinary Shares 206 $0.000000 Direct F1, F2
transaction ETN Restricted Stock Units Options Exercise $0 -204 -33% $0.000000 416 22 Feb 2024 Ordinary Shares 204 $0.000000 Direct F1, F3
transaction ETN Restricted Stock Units Options Exercise $0 -500 -100% $0.000000* 0 23 Feb 2024 Ordinary Shares 500 $0.000000 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This field is not applicable.
F2 These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.
F3 These restricted stock units were granted on February 22, 2023 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.
F4 These restricted stock units were granted on February 23, 2021 and vested as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.
F5 These ordinary shares are held in the Eaton Savings Plan.
F6 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Remarks:

Senior Vice President and Controller of Eaton Corporation, a subsidiary of the Issuer.