Daniel Roy Hopgood - Feb 22, 2023 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
Senior Vice President and Controller of Eaton Corporation, a subsidiary of the Issuer.
Signature
/s/ Lizbeth L. Wright, as Attorney-in-Fact
Stock symbol
ETN
Transactions as of
Feb 22, 2023
Transactions value $
-$41,025
Form type
4
Date filed
2/24/2023, 07:36 PM
Previous filing
Aug 15, 2022
Next filing
Feb 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Award $0 +3.29K +46.43% $0.00 10.4K Feb 22, 2023 Direct F1
transaction ETN Ordinary Shares Options Exercise $0 +206 +1.98% $0.00 10.6K Feb 22, 2023 Direct
transaction ETN Ordinary Shares Tax liability -$12.5K -73 -0.69% $171.79 10.5K Feb 22, 2023 Direct
transaction ETN Ordinary Shares Options Exercise $0 +485 +4.61% $0.00 11K Feb 23, 2023 Direct
transaction ETN Ordinary Shares Tax liability -$28.5K -166 -1.51% $171.59 10.8K Feb 23, 2023 Direct
holding ETN Ordinary Shares 290 Feb 22, 2023 by trustee of ESP F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Stock Option Award $0 +2.25K $0.00 2.25K Feb 22, 2023 Ordinary Shares 2.25K $171.31 Direct F2
transaction ETN Restricted Stock Units Award $0 +620 $0.00 620 Feb 22, 2023 Ordinary Shares 620 $0.00 Direct F3, F4
transaction ETN Restricted Stock Units Options Exercise $0 -206 -32.96% $0.00 419 Feb 22, 2023 Ordinary Shares 206 $0.00 Direct F4, F5
transaction ETN Restricted Stock Units Options Exercise $0 -485 -49.24% $0.00 500 Feb 23, 2023 Ordinary Shares 485 $0.00 Direct F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were acquired upon the vesting of performance share awards.
F2 These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F3 These restricted stock units were granted on February 22, 2023 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.
F4 This field is not applicable.
F5 These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.
F6 These restricted stock units were granted on February 23, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.
F7 These ordinary shares are held in the Eaton Savings Plan.

Remarks:

Senior Vice President and Controller of Eaton Corporation, a subsidiary of the Issuer.