Joseph E. Creed - 07 Feb 2023 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Group President
Signature
/s/ Nicole Puza, POA for Joseph E. Creed
Issuer symbol
CAT
Transactions as of
07 Feb 2023
Net transactions value
-$490,397
Form type
4
Filing time
08 Feb 2023, 20:07:37 UTC
Previous filing
09 Jan 2023
Next filing
08 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 -5,009 -50% $0.000000 5,009 07 Feb 2023 Direct
transaction CAT Common Stock Tax liability $490,397 -1,972 -39% $248.68 3,037 07 Feb 2023 Direct F1
holding CAT Common Stock 10,674 07 Feb 2023 Held by 401(k) Plan F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 2, 2020.
F2 The information in this report is based on a 401(k) plan statement dated as of January 31, 2023.