Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CAT | Common Stock | Options Exercise | $2.76M | +18.3K | $151.12 | 18.3K | Jan 6, 2023 | Direct | ||
transaction | CAT | Common Stock | Sale | -$4.56M | -18.3K | -100% | $249.00 | 0 | Jan 6, 2023 | Direct | F1 |
holding | CAT | Common Stock | 10.6K | Jan 6, 2023 | Held by 401(k) Plan | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CAT | Employee Stock Options | Options Exercise | -$2.76M | -18.3K | -100% | $151.12 | 0 | Jan 6, 2023 | Common Stock | 18.3K | $151.12 | Direct | F3 |
Id | Content |
---|---|
F1 | This transaction was executed as multiple trades, all executed at the price reported above. The reporting person herby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares at which the transaction was effected. |
F2 | The information in this report is based on a 401(k) plan statement dated as of December 31, 2022. |
F3 | The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 5, 2018 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. |