DAWSON G STEVEN - 20 Dec 2022 Form 4 Insider Report for Cohen & Co Inc. (COHN)

Role: Director
Signature: /s/ Joseph W. Pooler, Jr., as attorney-in-fact
Issuer symbol: COHN
Transactions as of: 20 Dec 2022
Net transactions value: $0
Form type: 4
Filing time: 20 Dec 2022, 09:53:44 UTC
Previous filing: 29 Nov 2022
Next filing: 07 Feb 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	COHN	Common Stock, par value $0.01 per share	Award	$0	+1,100		$0.000000	1,100	20 Dec 2022	Direct	F1
holding	COHN	Common Stock, par value $0.01 per share						26,716	20 Dec 2022	By Regents Gate Associates LLC	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Mr. Dawson (the "Reporting Person") was awarded 1,100 shares of common stock of Cohen & Company Inc. (the "Company") under the Company's 2020 Long-Term Incentive Plan, as amended.
F2	The Reporting Person is the primary trustee and sole beneficiary of Corriente Private Trust and, through Corriente Private Trust, he has voting and investment control with respect to the securities held therein. Corriente Private Trust is one of the two members of Regents Gate Associates, LLC, the other member is the Reporting Person's spouse's trust. The Reporting Person disclaims any interest in the securities beyond his pecuniary interest.

Content

Mr. Dawson (the "Reporting Person") was awarded 1,100 shares of common stock of Cohen & Company Inc. (the "Company") under the Company's 2020 Long-Term Incentive Plan, as amended.

The Reporting Person is the primary trustee and sole beneficiary of Corriente Private Trust and, through Corriente Private Trust, he has voting and investment control with respect to the securities held therein. Corriente Private Trust is one of the two members of Regents Gate Associates, LLC, the other member is the Reporting Person's spouse's trust. The Reporting Person disclaims any interest in the securities beyond his pecuniary interest.