Dawson G Steven - Dec 20, 2022 Form 4 Insider Report for Cohen & Co Inc. (COHN)

Role
Director
Signature
/s/ Joseph W. Pooler, Jr., as attorney-in-fact
Stock symbol
COHN
Transactions as of
Dec 20, 2022
Transactions value $
$0
Form type
4
Date filed
12/20/2022, 09:53 AM
Previous filing
Nov 29, 2022
Next filing
Feb 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COHN Common Stock, par value $0.01 per share Award $0 +1.1K $0.00 1.1K Dec 20, 2022 Direct F1
holding COHN Common Stock, par value $0.01 per share 26.7K Dec 20, 2022 By Regents Gate Associates LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Dawson (the "Reporting Person") was awarded 1,100 shares of common stock of Cohen & Company Inc. (the "Company") under the Company's 2020 Long-Term Incentive Plan, as amended.
F2 The Reporting Person is the primary trustee and sole beneficiary of Corriente Private Trust and, through Corriente Private Trust, he has voting and investment control with respect to the securities held therein. Corriente Private Trust is one of the two members of Regents Gate Associates, LLC, the other member is the Reporting Person's spouse's trust. The Reporting Person disclaims any interest in the securities beyond his pecuniary interest.