Dawson G Steven - Nov 28, 2022 Form 4 Insider Report for Cohen & Co Inc. (COHN)

Role
Director
Signature
/s/ Joseph W. Pooler, Jr., as attorney-in-fact
Stock symbol
COHN
Transactions as of
Nov 28, 2022
Transactions value $
-$2,169
Form type
4
Date filed
11/29/2022, 01:00 PM
Previous filing
Mar 15, 2023
Next filing
Dec 20, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COHN Common Stock, par value $0.01 per share Sale -$2.17K -254 -0.94% $8.54 26.7K Nov 28, 2022 By Regents Gate Associates LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is the primary trustee and sole beneficiary of Corriente Private Trust and, through Corriente Private Trust, he has voting and investment control with respect to the securities held therein. Corriente Private Trust is one of the two members of Regents Gate Associates, LLC, the other member is the Reporting Person's spouse's trust. The Reporting Person disclaims any interest in the securities beyond his pecuniary interest.