Thomas B. Raterman - Nov 22, 2021 Form 4 Insider Report for Runway Growth Finance Corp. (RWAY)

Role
CFO, Treasurer and Secretary
Signature
/s/ Thomas B. Raterman
Stock symbol
RWAY
Transactions as of
Nov 22, 2021
Transactions value $
$12,860
Form type
4
Date filed
11/23/2021, 03:31 PM
Previous filing
Sep 21, 2021
Next filing
Dec 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RWAY Common Stock, par value $0.01 per share Purchase $12.9K +1K +12.54% $12.86 8.98K Nov 22, 2021 Direct F1, F2
holding RWAY Common Stock, par value $0.01 per share 62K Nov 22, 2021 By Runway Growth Holdings LLC F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were bought in two transactions at prices of $12.825 and $12.90 per share. The reporting person undertakes to provide Runway Growth Finance Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote.
F2 The number of shares includes shares acquired prior to November 22, 2021 pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.
F3 These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities.