Thomas B. Raterman - 20 Sep 2021 Form 4 Insider Report for Runway Growth Finance Corp. (RWAY)

Role
CFO, Treasurer and Secretary
Signature
/s/ Thomas B. Raterman
Issuer symbol
RWAY
Transactions as of
20 Sep 2021
Net transactions value
+$50,000
Form type
4
Filing time
21 Sep 2021, 20:02:55 UTC
Next filing
23 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RWAY Common Stock, par value $0.01 per share Purchase $50,000 +3,333 +75% $15.00 7,761 20 Sep 2021 Direct F1
holding RWAY Common Stock, par value $0.01 per share 61,986 20 Sep 2021 By Runway Growth Holdings LLC F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.
F2 These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities.