Thomas B. Raterman - Dec 10, 2021 Form 4 Insider Report for Runway Growth Finance Corp. (RWAY)

Role
CFO, Treasurer and Secretary
Signature
/s/ Thomas B. Raterman
Stock symbol
RWAY
Transactions as of
Dec 10, 2021
Transactions value $
$315,195
Form type
4
Date filed
12/14/2021, 04:41 PM
Previous filing
Nov 23, 2021
Next filing
Mar 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RWAY Common Stock, par value $0.01 per share Purchase $149K +11.1K +14.92% $13.48 85.3K Dec 13, 2021 By Runway Growth Holdings LLC F1, F2
transaction RWAY Common Stock, par value $0.01 per share Purchase $166K +12.3K +19.79% $13.52 74.3K Dec 10, 2021 By Runway Growth Holdings LLC F1, F2
holding RWAY Common Stock, par value $0.01 per share 9.12K Dec 10, 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is rounded to the nearest hundredth.
F2 These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities.
F3 The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.