Wayne W. Hanna - Jul 29, 2021 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role: Pres., Brad Foote Gear Works
Signature: /s/ Thomas A. Ciccone as Attorney-in-Fact for Wayne W. Hanna pursuant to Power of Attorney previously filed
Stock symbol: BWEN
Transactions as of: Jul 29, 2021
Transactions value $: -$4,355
Form type: 4
Date filed: 8/2/2021, 07:14 PM
Previous filing: May 11, 2021
Next filing: Mar 4, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BWEN	Common Stock	Tax liability	-$4.36K	-1.11K	-3.74%	$3.92	28.6K	Jul 29, 2021	Direct	F1, F2
holding	BWEN	Common Stock						2.81K	Jul 29, 2021	By 401(k) Plan

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2	Includes (i) 4,083 restricted stock units that vest on 7/29/22; (ii) 9,676 restricted stock units that vest 4,838 shares on each of 4/30/22 and 4/30/23; and (iii) 6,022 restricted stock units that vest 2,007 shares on each of 5/1/22 and 5/1/23 and 2,008 shares on 5/1/24.