Wayne W. Hanna - 29 Jul 2021 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Signature
/s/ Thomas A. Ciccone as Attorney-in-Fact for Wayne W. Hanna pursuant to Power of Attorney previously filed
Issuer symbol
BWEN
Transactions as of
29 Jul 2021
Net transactions value
-$4,355
Form type
4
Filing time
02 Aug 2021, 19:14:46 UTC
Previous filing
11 May 2021
Next filing
04 Mar 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Tax liability $4,355 -1,111 -3.7% $3.92 28,601 29 Jul 2021 Direct F1, F2
holding BWEN Common Stock 2,810 29 Jul 2021 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2 Includes (i) 4,083 restricted stock units that vest on 7/29/22; (ii) 9,676 restricted stock units that vest 4,838 shares on each of 4/30/22 and 4/30/23; and (iii) 6,022 restricted stock units that vest 2,007 shares on each of 5/1/22 and 5/1/23 and 2,008 shares on 5/1/24.