Wayne W. Hanna - Jul 29, 2021 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
Pres., Brad Foote Gear Works
Signature
/s/ Thomas A. Ciccone as Attorney-in-Fact for Wayne W. Hanna pursuant to Power of Attorney previously filed
Stock symbol
BWEN
Transactions as of
Jul 29, 2021
Transactions value $
-$4,355
Form type
4
Date filed
8/2/2021, 07:14 PM
Previous filing
May 11, 2021
Next filing
Mar 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Tax liability -$4.36K -1.11K -3.74% $3.92 28.6K Jul 29, 2021 Direct F1, F2
holding BWEN Common Stock 2.81K Jul 29, 2021 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2 Includes (i) 4,083 restricted stock units that vest on 7/29/22; (ii) 9,676 restricted stock units that vest 4,838 shares on each of 4/30/22 and 4/30/23; and (iii) 6,022 restricted stock units that vest 2,007 shares on each of 5/1/22 and 5/1/23 and 2,008 shares on 5/1/24.