Wayne W. Hanna - May 7, 2021 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
Pres., Brad Foote Gear Works
Signature
/s/ Thomas A. Ciccone as Attorney-in-Fact for Wayne W. Hanna pursuant to Power of Attorney previously filed
Stock symbol
BWEN
Transactions as of
May 7, 2021
Transactions value $
$0
Form type
4
Date filed
5/11/2021, 04:55 PM
Next filing
Aug 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Award $0 +6.02K +25.42% $0.00 29.7K May 7, 2021 Direct F1
holding BWEN Common Stock 2.28K May 7, 2021 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes (i) 8,166 restricted stock units that vest 4,083 shares on each of 7/29/21 and 7/29/22; (ii) 9,676 restricted stock units that vest 4,838 shares on each of 4/30/22 and 4/30/23; and (iii) 6,022 restricted stock units that vest 2,007 shares on each of 5/1/22 and 5/1/23 and 2,008 shares on 5/1/24.