John Lipman - Jul 21, 2021 Form 4 Insider Report for Roth CH Acquisition II Co (RSVRW)

Role
Chief Operating Officer, Director
Signature
By: /s/ John Lipman
Stock symbol
RSVRW
Transactions as of
Jul 21, 2021
Transactions value $
$190,550
Form type
4
Date filed
7/21/2021, 05:47 PM
Previous filing
Jun 21, 2021
Next filing
Jul 22, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RSVRW Warrants to purchase Common Stock Purchase $84.2K +55K +76.57% $1.53 127K Jul 21, 2021 Common Stock 55K $11.50 See Footnote F1, F2, F3
transaction RSVRW Warrants to purchase Common Stock Purchase $106K +70K +55.19% $1.52 197K Jul 21, 2021 Common Stock 70K $11.50 See Footnote F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 By Craig-Hallum 401(k) Profit Sharing Plan FBO John Lipman.
F2 The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
F3 The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
F4 This transaction was executed in multiple trades at prices ranging from $1.51 to $1.53. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of securities and prices at which the transaction was effected. Represents securities held of record by the reporting person's Individual Retirement Account.