John C. Lipman - 22 Jul 2021 Form 4 Insider Report for Roth CH Acquisition II Co (RSVR)

Role
Chief Operating Officer, Director
Signature
/s/ John Lipman
Issuer symbol
RSVR
Transactions as of
22 Jul 2021
Net transactions value
+$37,481
Form type
4
Filing time
22 Jul 2021, 20:54:38 UTC
Previous filing
21 Jul 2021
Next filing
05 Aug 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RSVRW Warrants to purchase Common Stock Purchase $37,481 +24,822 +13% $1.51 221,648 22 Jul 2021 Common Stock 24,822 $11.50 See footnote F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $1.50 to $1.51. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of securities and prices at which the transaction was effected. Represents securities held of record by the reporting person's Individual Retirement Account.
F2 The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
F3 The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.