John Lipman - Jun 18, 2021 Form 4 Insider Report for Roth CH Acquisition II Co (RSVRW)

Role
Chief Operating Officer, Director
Signature
By: /s/ John Lipman
Stock symbol
RSVRW
Transactions as of
Jun 18, 2021
Transactions value $
$89,328
Form type
4
Date filed
6/21/2021, 04:17 PM
Next filing
Jul 21, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RSVRW Warrants to purchase Common Stock Purchase $30.4K +20K +153.94% $1.52 33K Jun 18, 2021 Common Stock 20K $11.50 See Footnote F1, F2, F3
transaction RSVRW Warrants to purchase Common Stock Purchase $15.2K +10K +30.31% $1.52 43K Jun 18, 2021 Common Stock 10K $11.50 See Footnote F2, F3, F4
transaction RSVRW Warrants to purchase Common Stock Purchase $15.1K +10K +23.26% $1.51 53K Jun 18, 2021 Common Stock 10K $11.50 See Footnote F2, F3, F5
transaction RSVRW Warrants to purchase Common Stock Purchase $15.2K +10K +18.87% $1.52 63K Jun 18, 2021 Common Stock 10K $11.50 See Footnote F2, F3, F6
transaction RSVRW Warrants to purchase Common Stock Purchase $5.83K +3.83K +6.09% $1.52 66.8K Jun 18, 2021 Common Stock 3.83K $11.50 See Footnote F2, F3, F7
transaction RSVRW Warrants to purchase Common Stock Purchase $7.6K +5K +7.48% $1.52 71.8K Jun 18, 2021 Common Stock 5K $11.50 See Footnote F2, F3, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 By Craig-Hallum 401(k) Profit Sharing Plan FBO John Lipman.
F2 The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
F3 The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
F4 By the reporting person's wife, S.L.
F5 This transaction was executed in multiple trades at prices ranging from $1.465 to $1.5165. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of securities and prices at which the transaction was effected. The securities are held for C.L., the child of the reporting person, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the reporting person serves as custodian.
F6 The securities are held for E.L., the child of the reporting person, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the reporting person serves as custodian.
F7 This transaction was executed in multiple trades at prices ranging from $1.5199 to $1.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of securities and prices at which the transaction was effected. Represents securities held of record by the reporting person's Individual Retirement Account.
F8 Represents shares held of record by the reporting person's wife's Individual Retirement Account.