Gail M. Sasaki - Jul 19, 2021 Form 4 Insider Report for NETLIST INC (NLST)

Role
Vice President and CFO
Signature
/s/ Gail M. Sasaki
Stock symbol
NLST
Transactions as of
Jul 19, 2021
Transactions value $
-$323,250
Form type
4
Date filed
7/21/2021, 04:56 PM
Previous filing
Jul 14, 2021
Next filing
Feb 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NLST Common Stock Options Exercise $269K +75K +18.12% $3.59 489K Jul 19, 2021 Direct
transaction NLST Common Stock Sale -$593K -75K -15.34% $7.90 414K Jul 19, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NLST Employee Stock Option (right to buy) Options Exercise $0 +75K $0.00 75K Jul 19, 2021 Common Stock 75K $3.59 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 Plan.
F2 This option vested in 16 equal quarterly installments from May 27, 2012 to February 27, 2016