Gail M. Sasaki - Jul 12, 2021 Form 4 Insider Report for NETLIST INC (NLST)

Role
Vice President and CFO
Signature
/s/ Gail M. Sasaki
Stock symbol
NLST
Transactions as of
Jul 12, 2021
Transactions value $
-$774,716
Form type
4
Date filed
7/14/2021, 05:01 PM
Previous filing
Jul 12, 2021
Next filing
Jul 21, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NLST Common Stock Sale -$388K -60.7K -12.78% $6.40 414K Jul 12, 2021 Direct F1
transaction NLST Common Stock Options Exercise $154K +75K +18.12% $2.05 489K Jul 13, 2021 Direct
transaction NLST Common Stock Sale -$540K -75K -15.34% $7.20 414K Jul 13, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NLST Employee Stock Option (right to buy) Options Exercise $0 +75K $0.00 75K Jul 13, 2021 Common Stock 75K $2.05 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 Plan.
F2 This option vested in 16 equal quarterly installments from May 21, 2014 to February 21, 2018.