Gail M. Sasaki - 12 Jul 2021 Form 4 Insider Report for NETLIST INC (NLST)

Role
Vice President and CFO
Signature
/s/ Gail M. Sasaki
Issuer symbol
NLST
Transactions as of
12 Jul 2021
Net transactions value
-$774,716
Form type
4
Filing time
14 Jul 2021, 17:01:04 UTC
Previous filing
12 Jul 2021
Next filing
21 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NLST Common Stock Sale $388,466 -60,657 -13% $6.40 413,888 12 Jul 2021 Direct F1
transaction NLST Common Stock Options Exercise $153,750 +75,000 +18% $2.05 488,888 13 Jul 2021 Direct
transaction NLST Common Stock Sale $540,000 -75,000 -15% $7.20 413,888 13 Jul 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NLST Employee Stock Option (right to buy) Options Exercise $0 +75,000 $0.000000 75,000 13 Jul 2021 Common Stock 75,000 $2.05 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 Plan.
F2 This option vested in 16 equal quarterly installments from May 21, 2014 to February 21, 2018.