SEC ownership of NETLIST INC

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001282631.

Comparable stake leader

Chun K. Hong

Disclosed value leader

Chun K. Hong

Comparable rows

0/7

Latest evidence

05 Jun 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 1 signal
Latest parsed ownership date
05 Jun 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001282631
Issuer location
Irvine, CA

Ownership snapshot

Top shareholders of NETLIST INC (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Chun K. Hong
Disclosed value leader
Chun K. Hong
Comparable rows
0/7
Latest evidence
05 Jun 2026
3/4/5 13F Highest disclosed value: $29,068,156 7 rows are not safely comparable across share classes.

Quick read

Chun K. Hong has the largest disclosed position value at $29.07M.

0 of 7 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Chun K. Hong's linked filing trail.
Disclosed position value Top 5
Chun K. Hong $29.07M
Gail M. Sasaki $1.07M
Jun Cho $468K
Blake Welcher $312K
Opus Capital Group, LLC $30K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-7 of 7 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Chun K. Hong
3/4/5
President, CEO and Chairman, Director
mixed-class rows
$29,068,156
20,759,494 shares
mixed-class rows
+$2,125,256 05 Jun 2026
Gail M. Sasaki
3/4/5
EVP and CFO
class O/S missing
$1,067,966
684,594 shares
-$141,909 05 Jun 2026
Jun Cho
3/4/5
Director
class O/S missing
$468,000
300,000 shares
-$60,500 05 Jun 2026
Blake Welcher
3/4/5
Director
class O/S missing
$312,000
200,000 shares
-$137,250 05 Jun 2026
Opus Capital Group, LLC
13F
Company
13F
class O/S missing
$30,000
19,500 shares
31 Mar 2026
NORTHLAND SECURITIES, INC.
13F
Company
13F
class O/S missing
$17,472
11,200 shares
31 Mar 2026
Hilltop Partners LLC
13F
Company
13F
class O/S missing
$16,544
10,605 shares
31 Mar 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to buying over the last 12 months. Net value: +$1,785,597.

Buys
$3,000,000
Insiders: 1
Sells
$1,214,403
Insiders: 4
Net
+$1,785,597
Shares: +3,491,946
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 4,285,715 Shares: 793,769
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 141,376 $0 $354,814 -$354,814
3-6 0 652,393 $0 $859,590 -$859,590
6-9 0 0 $0 $0 $0
9-12 4,285,715 0 $3,000,000 $0 +$3,000,000

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-4 of 4 reporting-owner rows connected to NETLIST INC. Open a relationship link for the CIK-to-CIK filing trail.

Rows
4
Largest Forms 3/4/5 holder
Chun K. Hong
Net 12M change
+$1,785,597
Latest report
05 Jun 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Chun K. Hong President, CEO and Chairman, Director $29,068,156 +$2,125,256 +7.9% Mixed 05 Jun 2026
Gail M. Sasaki EVP and CFO $1,067,966 -$141,909 -12% Median 05 Jun 2026
Jun Cho Director $468,000 -$60,500 -11% Median 05 Jun 2026
Blake Welcher Director $312,000 -$137,250 -31% Median 05 Jun 2026

Recent insider transactions for NETLIST INC

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Chun K. Hong NLST Common Stock Sale -0.46% $108,752 $2.72 -40,000 8,676,887 08 Jun 2026 Direct
Gail M. Sasaki NLST Common Stock Award 41.3% 200,000 684,594 05 Jun 2026 Direct
Jun Cho NLST Common Stock Award 50% 100,000 300,000 05 Jun 2026 Direct
Blake Welcher NLST Common Stock Award 100% 100,000 200,000 05 Jun 2026 Direct
Chun K. Hong NLST Common Stock Award 10.9% 856,500 8,716,887 05 Jun 2026 Direct
Gail M. Sasaki NLST Common Stock Sale -1.8% $23,312 $2.63 -8,876 484,594 15 May 2026 Direct
Gail M. Sasaki NLST Common Stock Sale -4.82% $87,250 $3.49 -25,000 493,470 11 May 2026 Direct
Jun Cho NLST Common Stock Sale -4.76% $21,800 $2.18 -10,000 200,000 23 Apr 2026 Direct
Jun Cho NLST Common Stock Sale -4.55% $19,800 $1.98 -10,000 210,000 22 Apr 2026 Direct
Blake Welcher NLST Common Stock Sale -27.3% $75,000 $2.00 -37,500 100,000 22 Apr 2026 Direct
Jun Cho NLST Common Stock Sale -4.35% $18,900 $1.89 -10,000 220,000 25 Mar 2026 Direct
Blake Welcher NLST Common Stock Sale -21.4% $62,250 $1.66 -37,500 137,500 17 Mar 2026 Direct
Gail M. Sasaki NLST Common Stock Sale -3.87% $31,347 $1.50 -20,898 518,470 16 Mar 2026 Direct
Chun K. Hong NLST Common Stock Sale -1.18% $140,992 $1.50 -93,995 7,860,387 16 Mar 2026 Direct
Chun K. Hong NLST Common Stock Sale -2.39% $291,750 $1.50 -194,500 7,954,382 13 Mar 2026 Direct
Chun K. Hong NLST Common Stock Sale -1.4% $75,000 $1.50 -50,000 3,511,177 12 Mar 2026 Hong-Cha Property Trust
Chun K. Hong NLST Common Stock Sale -0.07% $8,250 $1.50 -5,500 8,148,882 12 Mar 2026 Direct
Chun K. Hong NLST Common Stock Sale -1.38% $50,000 $1.00 -50,000 3,561,177 05 Jan 2026 Hong-Cha Property Trust
Chun K. Hong NLST Common Stock Sale -2.39% $200,000 $1.00 -200,000 8,154,382 05 Jan 2026 Direct
Chun K. Hong NLST Common Stock Options Exercise 3.72% 300,000 8,354,382 31 Dec 2025 Direct
Chun K. Hong NLST Employee Stock Option (right to buy) Options Exercise -100% -300,000 0 31 Dec 2025 Direct
Chun K. Hong NLST Common Stock Award 14.2% 1,000,000 8,054,382 26 Nov 2025 Direct
Jun Cho NLST Common Stock Award 187.5% 150,000 230,000 26 Nov 2025 Direct
Gail M. Sasaki NLST Common Stock Award 58.9% 200,000 539,368 26 Nov 2025 Direct
Blake Welcher NLST Common Stock Award 133.3% 100,000 175,000 26 Nov 2025 Direct
Chun K. Hong NLST Common Stock Purchase 154.8% $3,000,000 $0.7000 4,285,715 7,054,382 24 Jun 2025 Direct
Chun K. Hong NLST Warrants (right to buy) Purchase 8,571,430 8,571,430 24 Jun 2025 Direct
* marks a reported price that did not pass the local price check.
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