A.L. Sarroff Fund, LLC - 26 Oct 2023 Form 4 Insider Report for PetVivo Holdings, Inc. (PETV)

Role
10%+ Owner
Signature
/s/ A.L. Sarroff Fund, LLC, By: Alan L. Sarroff, Chief Executive Officer and Managing Member
Issuer symbol
PETV
Transactions as of
26 Oct 2023
Net transactions value
+$386,637
Form type
4
Filing time
16 Jan 2026, 16:37:39 UTC
Previous filing
21 Aug 2023
Next filing
16 Jan 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
A.L. Sarroff Fund, LLC 10%+ Owner 43 MEADOW WOODS ROAD, GREAT NECK /s/ A.L. Sarroff Fund, LLC, By: Alan L. Sarroff, Chief Executive Officer and Managing Member 16 Jan 2026 0001553209

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PETV Common Stock Conversion of derivative security $119,968 +164,340 +10% $0.7300 1,748,251 26 Oct 2023 Direct F1
transaction PETV Common Stock Purchase $100,001 +111,112 +6.4% $0.9000 1,859,363 15 Dec 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PETV Warrants (Right to Buy) Purchase $166,668 +111,112 $1.50 111,112 15 Dec 2023 Common Stock 111,112 $1.50 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.