A.L. Sarroff Fund, LLC - 11 Aug 2023 Form 3 Insider Report for PetVivo Holdings, Inc. (PETV)

Role
10%+ Owner
Signature
Alan L. Sarroff, CEO and Managing Member
Issuer symbol
PETV
Transactions as of
11 Aug 2023
Net transactions value
$0
Form type
3
Filing time
21 Aug 2023, 13:06:25 UTC
Next filing
16 Jan 2026
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PETV Common Stock 100,000 11 Aug 2023 Note F1
holding PETV Common Stock 130,000 11 Aug 2023 Note F1
holding PETV Common Stock 533,334 11 Aug 2023 Direct
holding PETV Common Stock 651,500 11 Aug 2023 Direct
holding PETV Common Stock 169,077 11 Aug 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PETV Warrants 11 Aug 2023 Common Stock 533,334,651 $2.00 Direct F2
holding PETV Warrants 11 Aug 2023 Common Stock 633,334,500 $2.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held in the name of principals of A.L.Sarroff Fund, LLC.
F2 These Warrants are not exercisable until 2/11/2024 and are therefore not included in the aggregate common share holdings.