A.L. Sarroff Fund, LLC - Aug 11, 2023 Form 3 Insider Report for PetVivo Holdings, Inc. (PETV)

Role
10%+ Owner
Signature
Alan L. Sarroff, CEO and Managing Member
Stock symbol
PETV
Transactions as of
Aug 11, 2023
Transactions value $
$0
Form type
3
Date filed
8/21/2023, 01:06 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PETV Common Stock 100K Aug 11, 2023 Note F1
holding PETV Common Stock 130K Aug 11, 2023 Note F1
holding PETV Common Stock 533K Aug 11, 2023 Direct
holding PETV Common Stock 652K Aug 11, 2023 Direct
holding PETV Common Stock 169K Aug 11, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PETV Warrants Aug 11, 2023 Common Stock 533M $2.00 Direct F2
holding PETV Warrants Aug 11, 2023 Common Stock 633M $2.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held in the name of principals of A.L.Sarroff Fund, LLC.
F2 These Warrants are not exercisable until 2/11/2024 and are therefore not included in the aggregate common share holdings.