A.L. Sarroff Fund, LLC - 05 Apr 2024 Form 4 Insider Report for PetVivo Holdings, Inc. (PETV)

Role
10%+ Owner
Signature
/s/ A.L. Sarroff Fund, LLC, By: Alan L. Sarroff, Chief Executive Officer and Managing Member
Issuer symbol
PETV
Transactions as of
05 Apr 2024
Net transactions value
+$6,227,591
Form type
4
Filing time
16 Jan 2026, 16:38:14 UTC
Previous filing
16 Jan 2026
Next filing
16 Jan 2026

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
A.L. Sarroff Fund, LLC 10%+ Owner 43 MEADOW WOODS ROAD, GREAT NECK /s/ A.L. Sarroff Fund, LLC, By: Alan L. Sarroff, Chief Executive Officer and Managing Member 16 Jan 2026 0001553209

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PETV Common Stock Purchase $106 +100 +0.01% $1.06 1,859,463 05 Apr 2024 Direct F1
transaction PETV Common Stock Purchase $301,183 +418,310 +22% $0.7200 2,277,773 09 Apr 2024 Direct F1
transaction PETV Common Stock Conversion of derivative security $301,559 +430,798 +19% $0.7000 2,708,571 29 Apr 2024 Direct F1
transaction PETV Common Stock Purchase $100,001 +142,858 +5.3% $0.7000 2,851,429 15 May 2024 Direct F1
transaction PETV Common Stock Purchase $39.2 +70 +0% $0.5600 2,851,499 20 Jun 2024 Direct F1
transaction PETV Common Stock Conversion of derivative security $500,000 +1,250,000 +44% $0.4000 4,101,499 09 Jul 2024 Direct F1
transaction PETV Common Stock Conversion of derivative security $500,000 +1,250,000 +30% $0.4000 5,351,499 09 Jul 2024 FN F2
transaction PETV Common Stock Conversion of derivative security $149,240 +331,644 +6.2% $0.4500 5,683,143 09 Sep 2024 Direct F1
transaction PETV Common Stock Purchase $33,064 +60,116 +1.1% $0.5500 5,743,259 12 Sep 2024 Direct F1
transaction PETV Common Stock Purchase $8,496 +16,030 +0.28% $0.5300 5,759,289 13 Sep 2024 Direct F1
transaction PETV Common Stock Purchase $5,129 +9,498 +0.16% $0.5400 5,768,787 17 Sep 2024 Direct F1
transaction PETV Common Stock Purchase $1,620 +3,000 +0.05% $0.5400 5,771,787 18 Sep 2024 Direct F1
transaction PETV Common Stock Purchase $2,700 +5,000 +0.09% $0.5400 5,776,787 19 Sep 2024 Direct F1
transaction PETV Common Stock Purchase $2,280 +4,301 +0.07% $0.5300 5,781,088 20 Sep 2024 Direct F1
transaction PETV Common Stock Purchase $2,496 +4,800 +0.08% $0.5200 5,785,888 23 Sep 2024 Direct F1
transaction PETV Common Stock Purchase $1,000 +2,000 +0.03% $0.5000 5,787,888 24 Sep 2024 Direct F1
transaction PETV Common Stock Conversion of derivative security $346,845 +770,767 +13% $0.4500 6,558,655 26 Sep 2024 Direct F1
transaction PETV Common Stock Purchase $1,840 +4,000 +0.06% $0.4600 6,562,655 26 Sep 2024 Direct F1
transaction PETV Common Stock Purchase $8.82 +21 +0% $0.4200 6,562,676 02 Oct 2024 Direct F1
transaction PETV Common Stock Purchase $1,410 +3,000 +0.05% $0.4700 6,565,676 03 Oct 2024 Direct F1
transaction PETV Common Stock Purchase $5,315 +11,073 +0.17% $0.4800 6,576,749 04 Oct 2024 Direct F1
transaction PETV Common Stock Purchase $8,008 +15,400 +0.23% $0.5200 6,592,149 07 Oct 2024 Direct F1
transaction PETV Common Stock Purchase $550 +1,000 +0.02% $0.5500 6,593,149 07 Oct 2024 Direct F1
transaction PETV Common Stock Purchase $2,077 +3,581 +0.05% $0.5800 6,596,730 08 Oct 2024 Direct F1
transaction PETV Common Stock Purchase $780 +1,300 +0.02% $0.6000 6,598,030 09 Oct 2024 Direct F1
transaction PETV Common Stock Purchase $360 +600 +0.01% $0.6000 6,598,630 10 Oct 2024 Direct F1
transaction PETV Common Stock Purchase $6,440 +11,500 +0.17% $0.5600 6,610,130 11 Oct 2024 Direct F1
transaction PETV Common Stock Purchase $168 +300 +0% $0.5600 6,610,430 11 Oct 2024 Direct F1
transaction PETV Common Stock Purchase $285 +500 +0.01% $0.5700 6,610,930 15 Oct 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PETV Warrant (Right to Buy) Purchase $135,000 +150,000 $0.9000 150,000 13 Feb 2024 Common Stock 150,000 $0.9000 FN F2
transaction PETV Warrant (Right to Buy) Purchase $642,858 +428,572 $1.50 428,572 09 Apr 2024 Common Stock 428,572 $1.50 Direct F1
transaction PETV Warrant (Right to Buy) Purchase $646,197 +430,798 $1.50 430,798 29 Apr 2024 Common Stock 430,798 $1.50 Direct F1
transaction PETV Warrant (Right to Buy) Purchase $214,287 +142,858 $1.50 142,858 15 May 2024 Common Stock 142,858 $1.50 Direct F1
transaction PETV Warrant (Right to Buy) Purchase $56,250 +75,000 $0.7500 75,000 10 Jun 2024 Common Stock 75,000 $0.7500 Direct F1
transaction PETV Warrant (Right to Buy) Purchase $1,125,000 +1,250,000 $0.9000 1,250,000 09 Jul 2024 Common Stock 1,250,000 $0.9000 Direct F1
transaction PETV Warrant (Right to Buy) Purchase $1,125,000 +1,250,000 $0.9000 1,250,000 09 Jul 2024 Common Stock 1,250,000 $0.9000 FN F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.
F2 Held by Mr. Sarnoff's spouse, Eileen Sarroff.