Lachlan Grant Young - Dec 7, 2022 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)

Role
10%+ Owner
Signature
/s/Lachlan Grant Young
Stock symbol
PKTX
Transactions as of
Dec 7, 2022
Transactions value $
$0
Form type
4
Date filed
12/9/2022, 03:56 PM
Previous filing
Mar 17, 2022
Next filing
Dec 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PKTX Common Stock 10M Dec 7, 2022 Direct
holding PKTX Common Stock 1.13M Dec 7, 2022 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PKTX Stock Option Other $0 -2M -100% $0.00* 0 Dec 7, 2022 Common Stock 2M $0.06 Direct F2
transaction PKTX Stock Option Other $0 -33.5M -100% $0.00* 0 Dec 7, 2022 Common Stock 33.5M $0.11 Direct F2
transaction PKTX Stock Option Other $0 -780K -100% $0.00* 0 Dec 7, 2022 Common Stock 780K $0.11 Direct F2
transaction PKTX Stock Option Award $0 +34.3M $0.00 34.3M Dec 7, 2022 Common Stock 34.3M $0.03 Direct F3
transaction PKTX Stock Option Award $0 +2M $0.00 2M Dec 7, 2022 Common Stock 2M $0.03 Direct F4
holding PKTX Warrant 6M Dec 7, 2022 Common Stock 6M $0.26 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Owned by Mr. Young's wife.
F2 Cancellation of options for no value received.
F3 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. Fully vested.
F4 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. 1,500,000 options vested December 7, 2022; 500,000 options vest December 31, 2022.