Lachlan Grant Young - Mar 15, 2022 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)

Role
10%+ Owner
Signature
/s/ Lachlan Grant Young
Stock symbol
PKTX
Transactions as of
Mar 15, 2022
Transactions value $
$0
Form type
4
Date filed
3/17/2022, 08:26 PM
Previous filing
Aug 6, 2021
Next filing
Dec 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PKTX Common Stock 10M Mar 15, 2022 Direct
holding PKTX Common Stock 1.13M Mar 15, 2022 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PKTX Stock Option Award $0 +2M $0.00 2M Mar 15, 2022 Common Stock 2M $0.06 Direct F2
holding PKTX Stock Option 33.5M Mar 15, 2022 Common Stock 33.5M $0.11 Direct F3
holding PKTX Stock Option 780K Mar 15, 2022 Common Stock 780K $0.11 Direct F4
holding PKTX Warrant 6M Mar 15, 2022 Common Stock 6M $0.26 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Owned by Mr. Young's wife.
F2 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on March 31, 2022. 500,000 shares of common stock vest on March 31, 2022; thereafter 500,000 shares vest every three months.
F3 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. Fully vested.
F4 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. 195,000 shares of common stock vest on September 30, 2021; thereafter 195,000 shares vest every three months.