Lachlan Grant Young - Dec 13, 2022 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)

Role
10%+ Owner
Signature
/s/ Lachlan Grant Young
Stock symbol
PKTX
Transactions as of
Dec 13, 2022
Transactions value $
$0
Form type
4
Date filed
12/14/2022, 02:28 PM
Previous filing
Dec 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PKTX Common Stock Other $0 -1.13M -100% $0.00* 0 Dec 13, 2022 See note F1
holding PKTX Common Stock 10M Dec 13, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PKTX Warrant Other $0 -6M -100% $0.00* 0 Dec 13, 2022 Common Stock 6M $0.26 Direct F2
transaction PKTX Warrant Award $0 +6M $0.00 6M Dec 13, 2022 Common Stock 6M $0.03 Direct F3
holding PKTX Stock Option 34.3M Dec 13, 2022 Common Stock 34.3M $0.03 Direct F4
holding PKTX Stock Option 2M Dec 13, 2022 Common Stock 2M $0.03 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Young no longer exercises control over shares owned by his wife.
F2 Cancellation of warrants for no value received.
F3 Warrants granted on December 13, 2022. Fully vested.
F4 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. Fully vested.
F5 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. 1,500,000 options vested December 7, 2022; 500,000 options vest December 31, 2022.