Lachlan Grant Young - Aug 4, 2021 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)

Role
10%+ Owner
Signature
/s/ Lachlan Grant Young
Stock symbol
PKTX
Transactions as of
Aug 4, 2021
Transactions value $
$0
Form type
4
Date filed
8/6/2021, 07:54 PM
Next filing
Mar 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PKTX Common Stock 10M Aug 4, 2021 Direct
holding PKTX Common Stock 1.13M Aug 4, 2021 See footntoe F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PKTX Stock Option Disposed to Issuer $0 -3.5M -100% $0.00* 0 Aug 4, 2021 Common Stock 3.5M $0.12 Direct F2
transaction PKTX Stock Option Disposed to Issuer $0 -5M -100% $0.00* 0 Aug 4, 2021 Common Stock 5M $0.26 Direct F2
transaction PKTX Stock Option Disposed to Issuer $0 -5M -100% $0.00* 0 Aug 4, 2021 Common Stock 5M $0.26 Direct F2
transaction PKTX Stock Option Disposed to Issuer $0 -5M -100% $0.00* 0 Aug 4, 2021 Common Stock 5M $0.11 Direct F2
transaction PKTX Stock Option Disposed to Issuer $0 -5M -100% $0.00* 0 Aug 4, 2021 Common Stock 5M $0.09 Direct F2
transaction PKTX Stock Option Disposed to Issuer $0 -5M -100% $0.00* 0 Aug 4, 2021 Common Stock 5M $0.14 Direct F2
transaction PKTX Stock Option Disposed to Issuer $0 -5M -100% $0.00* 0 Aug 4, 2021 Common Stock 5M $0.14 Direct F2
transaction PKTX Stock Option Award $0 +33.5M $0.00 33.5M Aug 4, 2021 Common Stock 33.5M $0.11 Direct F3
transaction PKTX Stock Option Award $0 +780K $0.00 780K Aug 4, 2021 Common Stock 780K $0.11 Direct F4
holding PKTX Warrant 6M Aug 4, 2021 Common Stock 6M $0.26 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Owned by Mr. Young's wife.
F2 Cancelation of options for no value received.
F3 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. Fully vested.
F4 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. 195,000 shares of common stock vest on September 30, 2021; thereafter 195,000 shares vest every three months.