Michael R. Guzzetta - Aug 19, 2021 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)

Role
CFO
Signature
/s/ Michael R. Guzzetta
Stock symbol
PKTX
Transactions as of
Aug 19, 2021
Transactions value $
$650
Form type
4
Date filed
9/2/2021, 06:35 PM
Previous filing
Aug 6, 2021
Next filing
Mar 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PKTX Common Stock Purchase $275 +2.5K +0.36% $0.11 704K Aug 19, 2021 Direct F1
transaction PKTX Common Stock Purchase $150 +1K +0.14% $0.15 705K Aug 26, 2021 Direct F1
transaction PKTX Common Stock Purchase $225 +1.5K +0.21% $0.15 706K Sep 1, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PKTX Stock Option 7.5M Aug 19, 2021 Common Stock 7.5M $0.11 Direct F2
holding PKTX Stock Option 260K Aug 19, 2021 Common Stock 260K $0.11 Direct F3
holding PKTX Stock Option 4M Aug 19, 2021 Common Stock 4M $0.09 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Purchase of shares on the open market.
F2 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. Fully vested.
F3 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. 65,000 shares of common stock vest September 30, 2021; thereafter 65,000 shares vest every three months.
F4 Options granted pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on June 12, 2020. Fully vested.