Michael R. Guzzetta - Aug 4, 2021 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)

Role
CFO
Signature
/s/ Michael R. Guzzetta
Stock symbol
PKTX
Transactions as of
Aug 4, 2021
Transactions value $
$0
Form type
4
Date filed
8/6/2021, 07:43 PM
Previous filing
Jun 28, 2021
Next filing
Sep 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PKTX Common Stock 701K Aug 4, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PKTX Stock Option Disposed to Issuer $0 -3.5M -100% $0.00* 0 Aug 4, 2021 Common Stock 3.5M $0.12 Direct F1
transaction PKTX Stock Option Disposed to Issuer $0 -4M -100% $0.00* 0 Aug 4, 2021 Common Stock 4M $0.11 Direct F1
transaction PKTX Stock Option Award $0 +7.5M $0.00 7.5M Aug 4, 2021 Common Stock 7.5M $0.11 Direct F2
transaction PKTX Stock Option Award $0 +260K $0.00 260K Aug 4, 2021 Common Stock 260K $0.11 Direct F3
holding PKTX Stock Option 4M Aug 4, 2021 Common Stock 4M $0.09 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Cancelation of options for no value received.
F2 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. Fully vested.
F3 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. 65,000 shares of common stock vest September 30, 2021; thereafter 65,000 shares vest every three months.
F4 Options granted pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on June 12, 2020. Fully vested