Michael R. Guzzetta - 15 Mar 2022 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)

Role
CFO
Signature
/s/ Michael R. Guzzetta
Issuer symbol
PKTX
Transactions as of
15 Mar 2022
Net transactions value
$0
Form type
4
Filing time
17 Mar 2022, 20:19:41 UTC
Previous filing
02 Sep 2021
Next filing
18 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PKTX Common Stock 706,369 15 Mar 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PKTX Stock Option Award $0 +1,500,000 $0.000000 1,500,000 15 Mar 2022 Common Stock 1,500,000 $0.0600 Direct F1
holding PKTX Stock Option 7,500,000 15 Mar 2022 Common Stock 7,500,000 $0.1100 Direct F2
holding PKTX Stock Option 260,000 15 Mar 2022 Common Stock 260,000 $0.1100 Direct F3
holding PKTX Stock Option 4,000,000 15 Mar 2022 Common Stock 4,000,000 $0.0900 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on March 15, 2022. 375,000 shares of common stock vest March 31, 2022; thereafter 375,000 shares vest every three months.
F2 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. Fully vested.
F3 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. 65,000 shares of common stock vest September 30, 2021; thereafter 65,000 shares vest every three months.
F4 Options granted pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on June 12, 2020. Fully vested.