Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | PKTX | Common Stock | Options Exercise | $38.9K | +556K | +320.55% | $0.07 | 729K | Apr 13, 2021 | Direct | |
transaction | PKTX | Common Stock | Tax liability | $13.6K | +194K | +36.38% | $0.07 | 729K | Apr 13, 2021 | Direct | F1 |
transaction | PKTX | Common Stock | Sale | -$475 | -2.5K | -0.34% | $0.19* | 726K | Apr 21, 2021 | Direct | |
transaction | PKTX | Common Stock | Sale | -$2.45K | -11.5K | -1.58% | $0.21* | 715K | Apr 22, 2021 | Direct | F2 |
transaction | PKTX | Common Stock | Sale | -$2.96K | -12K | -1.68% | $0.25* | 703K | Apr 26, 2021 | Direct | F3 |
transaction | PKTX | Common Stock | Sale | -$348 | -1.5K | -0.21% | $0.23* | 701K | Apr 27, 2021 | Direct |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | PKTX | Stock Option | Options Exercise | $0 | -750K | -100% | $0.00* | 0 | Apr 13, 2021 | Common Stock | 750K | $0.07 | Direct | F4 |
holding | PKTX | Stock Option | 3.5M | Apr 13, 2021 | Common Stock | 3.5M | $0.12 | Direct | F5 | |||||
holding | PKTX | Stock Option | 4M | Apr 13, 2021 | Common Stock | 4M | $0.11 | Direct | F6 | |||||
holding | PKTX | Stock Option | 4M | Apr 13, 2021 | Common Stock | 4M | $0.09 | Direct | F7 |
Id | Content |
---|---|
F1 | Represents a "net exercise" of outstanding vested stock options. These shares were withheld by the Company for payment of the exercise price and applicable taxes, based on the market price of the Company common stock on April 13, 2021 of $0.27. |
F2 | This transaction was executed in multiple trades at prices ranging from $0.20 to $0.215. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F3 | This transaction was executed in multiple trades at prices ranging from $0.24 to $0.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F4 | Options exercised pursuant to 2017 Stock Option and Stock Bonus Plan. |
F5 | Options issued pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on June 12, 2020. Fully vested. |
F6 | Options issued pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on November 18, 2019. 1,000,000 shares of common stock vest on February 18, 2020; thereafter 1,000,000 shares vest every three months until fully vested on November 18, 2020. |
F7 | Options issued pursuant to the Amended 2017 Stock Option and Stock Bonus Plan on November 9, 2018. 1,000,000 shares of common stock vest March 31, 2019; thereafter 1,000,000 shall vest every three months until fully vested on December 31, 2019. |