Alicia C. Olivo - 15 May 2024 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Signature
/s/ Alicia C. Olivo
Issuer symbol
NEO
Transactions as of
15 May 2024
Net transactions value
-$16,511
Form type
4
Filing time
17 May 2024, 16:07:05 UTC
Previous filing
04 Dec 2024
Next filing
05 Aug 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEO Common Stock Sale $16,511 -1,049 -2.3% $15.74 44,867 15 May 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NEO Stock Option (Right to Buy) 1,046 15 May 2024 Common Stock 1,046 $19.12 Direct F1
holding NEO Stock Option (Right to Buy) 1,024 15 May 2024 Common Stock 1,024 $27.34 Direct F2
holding NEO Stock Option (Right to Buy) 516 15 May 2024 Common Stock 516 $48.99 Direct F3
holding NEO Stock Option (Right to Buy) 1,117 15 May 2024 Common Stock 1,117 $46.10 Direct F4
holding NEO Stock Option (Right to Buy) 22,222 15 May 2024 Common Stock 22,222 $9.45 Direct F5
holding NEO Stock Option (Right to Buy) 55,332 15 May 2024 Common Stock 55,332 $10.05 Direct F6
holding NEO Stock Option (Right to Buy) 36,508 15 May 2024 Common Stock 36,508 $19.65 Direct F7
holding NEO Performance Stock Unit 19,508 15 May 2024 Common Stock 19,508 $0.000000 Direct F8, F9
holding NEO Restricted Stock Unit 13,006 15 May 2024 Common Stock 13,006 $0.000000 Direct F9, F10
holding NEO Stock Option (Right to Buy) 42,344 15 May 2024 Common Stock 42,344 $16.45 Direct F11
holding NEO Performance Stock Unit 25,330 15 May 2024 Common Stock 25,330 $0.000000 Direct F9, F12
holding NEO Restricted Stock Unit 25,329 15 May 2024 Common Stock 25,329 $0.000000 Direct F9, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 On September 30, 2019, Ms. Olivo was granted 1,394 stock options. The options vested ratably over the first four anniversary dates of the grant date.
F2 On May 1, 2020, Ms. Olivo was granted 1,024 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F3 On May 1, 2021, Ms. Olivo was granted 516 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F4 On August 1, 2021, Ms. Olivo was granted 1,117 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F5 On May 1, 2022, Ms. Olivo was granted 22,222 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F6 On September 1, 2022, Ms. Olivo was granted 55,332 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F7 On May 11, 2023, Ms. Olivo was granted 36,508 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F8 On May 11, 2023, Ms. Olivo was granted 19,508 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 29,262. The number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company.
F9 Once vested, the shares of common stock are not subject to expiration.
F10 On May 11, 2023, Ms. Olivo was granted 19,508 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F11 On February 23, 2024, Ms. Olivo was granted 42,344 stock options. The options vest ratably over the first three anniversary dates of the grant date.
F12 On February 23, 2024, Ms. Olivo was granted 25,330 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 37,996. 50% of the number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of the cumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.
F13 On February 23, 2024, Ms. Olivo was granted 25,329 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.