Alicia C. Olivo - May 11, 2024 Form 4/A - Amendment Insider Report for NEOGENOMICS INC (NEO)

Signature
/s/ Alicia C. Olivo
Stock symbol
NEO
Transactions as of
May 11, 2024
Transactions value $
-$23,538
Form type
4/A - Amendment
Date filed
12/4/2024, 04:10 PM
Date Of Original Report
May 14, 2024
Previous filing
May 3, 2024
Next filing
May 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEO Common Stock Options Exercise $0 +6.5K +18.85% $0.00 41K May 11, 2024 Direct F1
transaction NEO Common Stock Tax liability -$23.5K -1.58K -3.86% $14.86 39.4K May 11, 2024 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NEO Restricted Stock Unit Options Exercise $0 -6.5K -33.33% $0.00 13K May 11, 2024 Common Stock 6.5K $0.00 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit is the economic equivalent of one share of NeoGenomics common stock and is converted into common stock upon vesting.
F2 Disposition of shares was in connection with the Issuer's withholding of common stock to satisfy tax withholding obligations related to the issuance of common stock upon release of restricted stock units.
F3 On May 14, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received upon the vesting of certain of her RSUs twice. In fact, as reported in this amendment, the reporting person directly owned 39,414 shares of common stock after the vesting of 6,502 RSUs and reported withholding. The error effected the number of shares reported in Column 5 of Table I of each of the reporting person's subsequent filings on Form 4.
F4 On May 11, 2023, Ms. Olivo was granted 19,508 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F5 Once vested, the shares of common stock are not subject to expiration.