Alicia C. Olivo - 01 Aug 2024 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Signature
/s/ Alicia C. Olivo
Issuer symbol
NEO
Transactions as of
01 Aug 2024
Net transactions value
$0
Form type
4
Filing time
05 Aug 2024, 16:07:18 UTC
Previous filing
17 May 2024
Next filing
19 Aug 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEO Common Stock Tax liability $0 -14 -0.03% $0.000000 44,853 01 Aug 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NEO Stock Option (Right to Buy) 1,046 01 Aug 2024 Common Stock 1,046 $19.12 Direct F3
holding NEO Stock Option (Right to Buy) 1,024 01 Aug 2024 Common Stock 1,024 $27.34 Direct F4
holding NEO Stock Option (Right to Buy) 516 01 Aug 2024 Common Stock 516 $48.99 Direct F5
holding NEO Stock Option (Right to Buy) 1,117 01 Aug 2024 Common Stock 1,117 $46.10 Direct F6
holding NEO Stock Option (Right to Buy) 22,222 01 Aug 2024 Common Stock 22,222 $9.45 Direct F7
holding NEO Stock Option (Right to Buy) 55,332 01 Aug 2024 Common Stock 55,332 $10.05 Direct F8
holding NEO Stock Option (Right to Buy) 36,508 01 Aug 2024 Common Stock 36,508 $19.65 Direct F9
holding NEO Performance Stock Unit 19,508 01 Aug 2024 Common Stock 19,508 $0.000000 Direct F10, F11
holding NEO Restricted Stock Unit 13,006 01 Aug 2024 Common Stock 13,006 $0.000000 Direct F11, F12
holding NEO Stock Option (Right to Buy) 42,344 01 Aug 2024 Common Stock 42,344 $16.45 Direct F13
holding NEO Performance Stock Unit 25,330 01 Aug 2024 Common Stock 25,330 $0.000000 Direct F11, F14
holding NEO Restricted Stock Unit 25,329 01 Aug 2024 Common Stock 25,329 $0.000000 Direct F11, F15
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares surrendered to NeoGenomics Inc. for retirement to satisfy the tax obligations in connection with the August 1, 2024 vesting of restricted stock.
F2 This balance includes 378 shares that were acquired pursuant to NeoGenomics' Employee Stock Purchase Plan (ESPP) since the date of the reporting person's last filing. The shares were acquired in transactions exempt from Section 16b-3.
F3 On September 30, 2019, Ms. Olivo was granted 1,394 stock options. The options vested ratably over the first four anniversary dates of the grant date.
F4 On May 1, 2020, Ms. Olivo was granted 1,024 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F5 On May 1, 2021, Ms. Olivo was granted 516 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F6 On August 1, 2021, Ms. Olivo was granted 1,117 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F7 On May 1, 2022, Ms. Olivo was granted 22,222 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F8 On September 1, 2022, Ms. Olivo was granted 55,332 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F9 On May 11, 2023, Ms. Olivo was granted 36,508 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F10 On May 11, 2023, Ms. Olivo was granted 19,508 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 29,262. The number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company.
F11 Once vested, the shares of common stock are not subject to expiration.
F12 On May 11, 2023, Ms. Olivo was granted 19,508 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F13 On February 23, 2024, Ms. Olivo was granted 42,344 stock options. The options vest ratably over the first three anniversary dates of the grant date.
F14 On February 23, 2024, Ms. Olivo was granted 25,330 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 37,996. 50% of the number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of the cumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.
F15 On February 23, 2024, Ms. Olivo was granted 25,329 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.