George Cardoza - 30 Dec 2021 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Role
President & COO, Lab Ops
Signature
/s/ George Cardoza
Issuer symbol
NEO
Transactions as of
30 Dec 2021
Net transactions value
$0
Form type
4
Filing time
30 Dec 2021, 17:04:44 UTC
Previous filing
07 Jul 2021
Next filing
03 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEO Common Stock Award $0 +61,143 +33% $0.000000 245,499 30 Dec 2021 Direct F1
holding NEO Common Stock 20,000 30 Dec 2021 Trust by Self

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NEO Stock Option (Right to Buy) 50,000 30 Dec 2021 Common Stock 50,000 $7.52 Direct F2
holding NEO Stock Option (Right to Buy) 192,500 30 Dec 2021 Common Stock 192,500 $8.03 Direct F3
holding NEO Stock Option (Right to Buy) 51,459 30 Dec 2021 Common Stock 51,459 $19.60 Direct F4
holding NEO Stock Option (Right to Buy) 48,768 30 Dec 2021 Common Stock 48,768 $28.33 Direct F5
holding NEO Stock Option (Right to Buy) 35,171 30 Dec 2021 Common Stock 35,171 $53.17 Direct F6
holding NEO Stock Option (Right to Buy) 40,502 30 Dec 2021 Common Stock 40,502 $43.95 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 30, 2021, Mr. Cardoza was granted 61,143 restricted stock awards. These awards vest ratably over three years with the first tranche vesting on December 31, 2022.
F2 On April 28, 2017, Mr. Cardoza was granted 200,000 stock options. These options vested ratably over the first three anniversary dates of the grant date.
F3 On February 26, 2018, Mr. Cardoza was granted 192,500 stock options. These options vested ratably over the first three anniversary dates of the grant date.
F4 On March 1, 2019, Mr. Cardoza was granted 51,459 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F5 On March 2, 2020, Mr. Cardoza was granted 48,768 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F6 On March 2, 2021, Mr. Cardoza was granted 35,171 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F7 On July 5, 2021, Mr. Cardoza was granted 40,502 stock options. These options vest ratably over the first four anniversary dates of the grant date.